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michael's space

edgerton michael

职业
地点
composer of modern classical music. The directions of my activity lean towards complexity and acoustical exploration. To learn more and hear audio samples, please go to my webpage:
http://edgertonmichael.tripod.com/
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2月20日

Sketches of "A Marriage of Shadows"_part 9: networks

Networks
  • getting connected - not static, but temporally evolving
  • "small-world" effect - biology, humans, society organized in clusters or communities
    • it is a "small-world" in terms of who knows who ("6 degrees of Separation...")
  • networks for transport include: internet, veins in body or leaves, highways
  •   100_0226_1
Big Questions:
  • how do biological networks, such as fungi manage to continually re-route food supplies without a centralized resource manager?
  • to what extent biological systems use or avoid potentially congested hubs?
  • how does underlying nutrient supply network in cancer tumours or in AVM (brain becomes starved)?
  • transmission of viruses through populations - ie. bird flu?
To be or not to be connected?
  • in networks with modest resources:
    • adding a small amount of connectivity between members increased success rate
  • in higher resource populations:
    • low levels of interconnectivity increased mean success rate

" .. it might be good to get connected - as long as you don't get too connected"

Travel - risks/benefits
  • complex patterns in traffic systems, due to:
    • interactions of cars (or the actions and decisions of drivers)
 Which Route?
  • Traffic dilemma 1. whether or not to take a particular road
    • all roads - comfort limit, L
    • # cars, greater than L = the road is uncomfortable
      • won't know until it's too late!
  • Traffic dilemma 2. choose between 2 routes
    • 2 routes 1 + 0; both nominally identical
      • Wins if/when we take the road less travelled
  • Traffic dilemma 3. to go through the center, or around the outside
    • through center - risk congestion; outside - risk longer route/time
  • Costs - travel through center of hub and spoke network:
    • time taken to get through center
      • center congestion determined by car volume on roads, and
        • combination and number of roads
Many examples of real-world complex systems where packets of stuff need to be transported through a network - such as fungi
  • for fungi, how to transport food from one side of an organism to another
    • fungi feature a balance between centralized and decentralized suppy routes (like the forest floor)
  • shortest route between any two points may not be quickest, if for instance, there is a lengthy delay at any hub
Calculate the shortest journey times between any 2 points on the outer ring of a hub + spoke network, 2 issues:
  • adding more spoke roads will provide more short routes through the center, thereby shortening travel time, so
    • build as many spoke roads to the center as possible, BUT
  • the more cars that pass through the center - the more congested it will be, thus
    • will take longer to get from side to side, so
    • build as few spoke roads through the center, as possible
                    • So the message is that moderation is the key
Real-World Application: Toll Roads
  • London currently charges  flat fee to travel in city center, regardless of congestion condition when you are there
  • WHY?
    • shouldn't this depend on how many others are travelling at the same time as you?
    • Jarrett and Ashton suggest:
      • by varying the congestion cost according to how many people are also driving through the center
      • the traffic can be optimized to coincide more closely with the actual number of access roads through the center
        • the more drivers passing through the center will push the congestion charge up at that moment
          • with strategically placed displays noting traffic volume and cost, then drivers can make an informed decision regarding alternative routes
Real-World Application: Fungus
  • needs to efficiently distribute nutrients around its network to survive
    • ex. finds food on its perimeter
      • needs to transport this food (such as carbon (C), nitrogen (N), phosphorus (P) across the structure to all other parts of the organism in order to feed itself

from www.botany.hawaii.edu/.../BOT135/Lect03_b.htm

hypha2

Fig. 7. Illustration of the process of absorption, the mechanism by which fungi consume their food.

  • if no transport congestion, the most efficient path is through the center
  • but congestion is possible at center, since tubes do not have infinite capacity
  • organism must decide how many pathways to build through the center, in order to ensure that nutrients get passed across the structure in the correct time-frame
    • which pathways are correct? The ones that share the same amount of time for transport  
Multiple Ring and Hub Structures
  100_0227_small     100_0228_small
 
QUESTION:
  • How to get message to someone in another layer? Which route involves the fewest people?
    • If designing a corporate ladder, which design will lead to the quickest exchange of information?
SKETCH
100_0229_small
"early experiment with the hub + spoke design to test viability for gathering effective data sets for the type of complexity I had in mind"
 
Embedded/Super Hubs
  • by embedding one network in another, the hub + spoke of one network becomes a new "Super-Hub" - or renormalized hub - for a larger, multiple-ring network
    • redefines cost of travel through center
    • can be combined with other rings, repeating over and over

100_0014small

  • rings within rings - feature several different zones
    • if 2 zones, one charges £8, the other £2
    • or even better, adjusted in real time
  • cost of using central hub variable
    • dependent on # of agents using hub and capacity of hub
    • if comfort level is exceeded, then a congestion charge is imposed on all subsequent traffic
      • each agent must decide whether to pay, or go around the center
    • The resulting patterns are rich, due to interplay between the creation of, and the transition between particular stable traffic states, which arise as the conditions on the network change

100_0015small

  • existence of congestion in the network is a dynamic process, and is
    • as much dependent on the agents' decisions as it is on the network structure itself
Real-Time Decision-Making Process involves:
  • time-distance
  • potential costs of tolls
  • time-congestion through center (or other hub)
    • No congestion = WINNER
SKETCH
Different scales of magnification, centered on Middlesbrough were used:
100_0230_small 100_0231_small 100_0233_small 100_0235_small 100_0236_small
  • the different area scales were used to track travel between one central location and five different locations in the Tees Valley.
  • important elements included:
    • ability to take alternative routes, due to
      • distance
      • congestion
      • personal taste (for example, a quiet route, or beautiful scenery) - if speed/efficiency is not most important
      • speed limit
        • Here are the road speeds in the UK:

100_0268_small 100_0269_small 100_0270_small

 
In addition to looking at congestion in traffic flow, I wanted to consider the related phenomena of road crashes and fatalities. Some figures are included below.
100_0271_small 100_0272_small 100_0273_smalli100_0274_small 100_0275_small

 

Then ellipses were drawn on maps of Middlesbrough and surrounding townships.
100_0257_small   100_0263_small   100_0265_small

Onto each network, nodal points were identified where and an ellipse and a street met.

  • each point was given a value that could alternatively be used for pitch, time or gesture 
  • further each street was given a value to be used for pitch
    • for active sections (regions of high flow), 24 values were used (assuming equal temperament, using equally-spaced 1/4 tones)
    • for musically homophonic sections, 36 values were used (assuming equal temperament, using equally-spaced 1/6 tones) 
examples of street - to pitch values
100_0301_small    100_0302_small   100_0295_small

examples of nodal values assigned at the intersection of road and ellipse

100_0298_small   100_0305_small   100_0297_small

  

Later I transcribed information (pitch and node) from each travel path that resulted in raw data for both pitch and time.
100_0246_small 100_0247_small

here are a few examples of nodal values converted to rhythmic notation

100_0279_small   100_0253_small   100_0254_small  
 
Other issues:
  • each instrument traced seperate paths
  • not every journey was designed to maximize efficiency; in some instances, it could have been a lazy Sunday journey with family/friends and the neighbor's pooch.
  • ratios between nodal points at each ellipse was considered
  • rate of speed was considered, that effected local gesture and form
  • congestion = the density of instruments and/or pitch at any single node
  • distance = time (more or less - not strictly)
  • costs, such as tolls were applied to extreme instrumental or vocal technique
    • such as singing past the comfortable pulmonic reserve, and deeper into the physiological reserve capacity
    • the idea was to find a capale metaphor for "giving something you can't give back"
    • the toll could be applied when L is too high, ie. when all 5 instruments were in a similar region
tolls-congestion - alternative
  • transitional states - as congestion begins and alternative routes begin to be accessed
    • if variable congestion charge is levied, both time and real cost of toll is factored in
Meter
  • taken from ellipses
    • based on groupings
      • numerator - based on proximity
      • denominator - based on relative distance amongst those grouped together
Additional factors:
  • the pitch information gathered from the journeys did not provide enough raw data for the sections of high complexity, so these pitches were used to define structurally significant points
    • additional pitch information was gathered from an intermediate region of deterministic chaos, using the logistic equation, and in particular region 3.83 
What might this look/sound like?
First, a look to the rhythmic structures:
100_0016small
Then a pencil draft of the same measure:
100_0017

 

 

Sketches of "A Marriage of Shadows"_part 8: Complexity

Complexity
For about the last 10 years, I've been investigating different aspects of complexity - usually looking at dynamical bioacoustical systems. When beginning 'A Marriage of Shadows' I had picked up an alternatively interesting and yet annoying book, titled Two's Company, Three is Complexity by Neil Johnson.
johnson_twos company
 
The following will present some of the key concepts presented in his book, that will lead up to a discussion on networks in Part 9.
 
Complexity science can be seen as the 'study of the phenomena which emerge from a collection of interacting objects
  • at the heart of most real-world examples of complexity, is the situation in which a collection of objects are competing for some kind of limited resource
Emergent Phenomena
  • what is remarkable about emergent phenomena, is that they can arise in the absence of any central conroller or coordinator
    • it turns out that a suitably chosen collection of such objects can work better as a group if they are not being coordinated by a single controller, but are indeed competing for some limited resource.
    • the precise nature of the crowd-like phenomena which emerge will depend on how the individual objects interact and how interconnected they are
Key Components of Complexity
  • the system contains a collection of many interacting objects or agents
    • interactions due to:
      • agents are physically close to each other
      • are members of the same group
      • share common information
  • objects' behavior is effected by memory or feedback
    • something in the past effects the present
    • objects' can adapt their strategies according to history
    • agent/object can adapt its behaviour by itself
  • system is typically open (closed system - not in contact with outside)
    • system can be influenced by its environment
      • market effected by company earnings, or traffic effected by road closure
Complex systems share the following characteristics:
  • system appears "alive"
    • evolves in a highly non-trivial and complicated way
  • system exhibits emergent phenomena which are generally surprising and may be extreme
    • emergent phenomena typically arise in the absence of any sort of "invisible hand" or central controller
    • biases in the arrangements of objects can arise as a result of external conditions
Emergent phenomena in "A Marriage of Shadows"? At least the context features surprising and extreme juxtaposition.
100_0029small 100_0030small
p.5, last measure              p.6, first measure (attacca)
 
  • system a complicated mix of ordered and disordered behaviour
    • all complex systems seem to be able to move between order and disorder of their own accord
      • Increasing complexity as number of possible arrangements increase
        • 2 files = 2 arrangements; 3 files = 6 arrangements; 4 files = 24 arrangements; 5 files = 120 arrangement; 10 files = more than 3 1/2 million
      • entropy - tendency to progress towards disorder
        • feedback necessary to correct disorder
Real-World Complex Systems:
  • contain collections of objects whose complicated overall interactions feature memory and feedback
  • can move between order and disorder
  • its complexity cannot be generted through simple iteration, such as applying a mathematical procedure over and over

the 'Universal Pattern of Life' lies somewhere in the middle-ground between completely ordered and disordered patterns.

Limited Resources and Competition

Binary decision problem - Go to the bar?

  • comfort level of people in bar = L (L = 60)
  • how many people decide to go to bar = N (N = 100)
    • if you stay at home + bar is crowded, then you WIN
    • if you stay at home + bar is not crowded, then you LOSE
        • a gamble - competition for limited resources
          • everyday, a series of binary (at least) decisions.
100_0010small              100_0013small
"a gamble, to go or not?"                "series of binary decisions"
 
  • integration of memory/feedback
    • p = 1, history always repeats; p = 0, history never repeats; p = 0.5, somewhere in between
    • in large groups, people tend towards the extremes - either history repeats or not
    • 100_0011small

 

    • completely systematic - fixed response to past outcomes
      • external constraints is high 
      • 100_0012small

2月13日

Sketches of "A Marriage of Shadows"_part 7: spectral expansion

In 'A Marriage of Shadows' 3 sections referenced in different ways pre-tonal music - as mentioned in entry 3, particularly intriguing for me were those featuring rhythmic complexity. In addition, I wanted to continue exploring expansions and compressions of spectrally-derived pitch material. In this piece, I used a logarithmic expansion of 50 Hz over a fundamental frequency of  e-flat (77.78 Hz).
 
so, what I did was to increase the frequency of each original harmonic by an additional 50 herz at each multiple - so, for instance, by the time harmonic #8 appears, instead of a multiple of the fundamental x 8 (=622.24Hz), we arrive at 972.24Hz (or an expansion of 350Hz), und so weiter...
  77.78 77.78
50 205.56 105.56
100 333.34 133.34
150 461.12 161.12
200 588.9 188.9
250 716.68 216.68
300 844.46 244.46
350 972.24 272.24
400 1100.02 300.02
450 1227.8 327.8
500 1355.58 355.58
550 1483.36 383.36
600 1611.14 411.14
650 1738.92 438.92
700 1866.7 466.7
750 1994.48 494.48
800 2122.26 522.26
850 2250.04 550.04
900 2377.82 577.82
950 2505.6 605.6
1000 2633.38 633.38
1050 2761.16 661.16
1100 2888.94 688.94
1150 3016.72 716.72
1200 3144.5 744.5
1250 3272.28 772.28
1300 3400.06 800.06
1350 3527.84 827.84
1400 3655.62 855.62
1450 3783.4 883.4
1500 3911.18 911.18
1550 4038.96 938.96
1600 4166.74 966.74
1650 4294.52 994.52
1700 4422.3 1022.3
1750 4550.08 1050.08
1800 4677.86 1077.86
1850 4805.64 1105.64
1900 4933.42 1133.42
1950 5061.2 1161.2
2000 5188.98 1188.98
2050 5316.76 1216.76
2100 5444.54 1244.54
2150 5572.32 1272.32
2200 5700.1 1300.1
2250 5827.88 1327.88
2300 5955.66 1355.66
2350 6083.44 1383.44
2400 6211.22 1411.22
2450 6339 1439
2500 6466.78 1466.78
2550 6594.56 1494.56
2600 6722.34 1522.34
2650 6850.12 1550.12
2700 6977.9 1577.9
2750 7105.68 1605.68
2800 7233.46 1633.46
2850 7361.24 1661.24
2900 7489.02 1689.02
2950 7616.8 1716.8
3000 7744.58 1744.58
3050 7872.36 1772.36
3100 8000.14 1800.14
3150 8127.92 1827.92
How does this look in musical notation? Below I compare the first 5 harmonics of a tone whose fundamental is E-flat, then the same tone whose harmonics have been expanded (now referred to as partials). In "A Marriage of Shadows" I apply concepts well-known by now of the spectral school of thought, in which harmonics or partials are transcribed to pitches in their own right.
100_0038small 100_0041small
fundamental with harmonics                            fundamental with inharmonic partials
 
Then, in order to use musically,I had to transpose the partials down into a range suitable for hearing and also for playing. In order to do this, I needed a way of retaining some of the flavour of the microtonality occuring with such expansionary movement. So I decided to use both quarter-tone and sixth-tone movements away from the 12 semi-tones within equal-temperament.
 
Example of segment featuring both 1/4 and 1/6 tones, relative to equal temperament:
100_0045
 

Sketches of "A Marriage of Shadows"_part 6: transformation 1

This entry follows on the previous entry (part 5) by presenting notes to the paper on form-building transformations. Additionally, examples of how ‘A Marriage of Shadows’ might resemble some of the proposed ideas will be given.

 

As in the previous entry, these notes and concepts are based on the following article:

JMM 4, Winter 2007, section 3
Lasse Thoresen (with the assistance of Andreas Hedman and Olav Anton Thommessen)
FORM-BUILDING TRANSFORMATIONS - An Approach to the Aural Analysis of Emergent Musical Forms

 

 

Form-Building Transformations

·          Form-building processes are concerned with patterns of recurrence, variation, and contrast

·          Form-building transformations are concerned with the logic of the organization of complexity vs. simplicity, wholeness vs. division, lines vs. textures, distinctive vs. anonymous passages

o         Form-transformations can be either discontinuous, continuous or alternating

§          continuous transformation - passage from one state to another in a linear fashion

§          discontinuous transformation - may be step-wise, or contrast the initial state of the transformation with its end or its inverse, or by interrupting a linear transformation  with sections of another character

§          alternation: the musical discourse moves to and fro between two different states of a transformation.

Different types of form transformations are listed below, and are divided into four types: Simple vs. complex; part vs. whole; few vs. many; distinctive vs. anonymous.

 fig11_comp chart

 

·          The transformation from complex to simple is termed simplification

·          The inverse transformation is termed complication.

fig12

Simplification - Discontinuous: F. Mendelssohn Bartholdy, String quartet op.44:1

 

 

 

fig14

Complication - Discontinuous: L. v. Beethoven, Diabelli Variations, op 120

 

 

fig15

Complication - Continuous: I. Xenakis, Persephassa


·          The transformation from integral (undivided) to partitioned (divided) is called partitioning

·          The inverse transformation is called integration

fig17

Partitioning: W. Walton, Symphony no 2

 

 

 

fig18

Integration: F. Liszt: Eine Faust Symphonie, first movement


·          Transformations may feature the qualities of  fragmentation and synthesis

fig21

Fragmentation - gradual: G. Ligeti, Etude 3 (Book 1) Touches bloquées

 

 

 

fig22

Synthesis: F. Liszt, Piano Sonata in b-minor

 

·          The transformation from single lines to several superposed lines is termed proliferation

·          The inverse transformation is called collection: It starts with a number of superposed elements, and ends with a simple one, or a simple collection of the elements                

fig24  fig25

at left:Proliferation and Collection: J. C. Bach, Sinfonia op. 18, no 1

at right: Proliferation (to fusion): K. Stockhausen, Gruppen (1)  

 

·          Fusion occurs at a stage in which the linear element – identification of individual lines and instrument sounds – tends to become difficult and the listening mind changes its intentions from trying to perceive individual parts to grasping a global object. At this point, the fusion takes place.

o         At a certain point the complex texture (“accumulation” it could be called, using a term from Schaeffer’s spectromorphology) turns into a simpler texture of huge chords

o         This can be seen as another fusion; or it could be conceived as an anamorphosis (discussed later)

 

fig29    fig30

at left: Fission: G. F. Händel, “All We Like Sheep” from The Messiah

at right: Fission: W. Lutoslawski, Jeux Vénitiens

 

·         transformation from extremely complex directly to simple form segments is called anamorphosis

·         inverse transformation catamorphosis

o        Examples of this pair of transformations are rarely, if at all, found in classical music, although they do occur occasionally in the avant-garde music of the 20th century.

 

fig31

Anamorphosis: L. Thoresen, Ovringar, ending (separate identities into a whole)

 

fig32

Catamorphosis: L. Thoresen, Ovringar, opening (gradual passage from a relatively simple noise sound into textures of increasing inner activity and articulation. Eventually a fission takes place and a melodic element emerges)

 

(I am not convinced by the following discussion - it seems more research is needed to find limits of identity formation and memory in contexts of complexity - and it is precisely these  notions of fission/fusion, continuation (good or otherwise), and Prägnanz, to name a few, that composers have continued to redefine and challenge implied limits for over 100 years in the western classical tradition)

 

·          Liquidation and crystallization, require a definition of Prägnanz

·          Prägnanz, musically two meanings:

o         One would suggest that we have an idea that gives birth to materials and ideas that are essential to the further development of the composition. A theme in a sonata would have this quality

o         The word can also refer to a gestalt quality

§          characterized by an optimal combination of articulated, distinctive form-elements, contextual self-affirmation and well-defined boundaries, and good continuation

§          Moreover, the form-elements have to be sufficiently complex and articulated, and they can never belong to the lowest category of differentiation (simple form-elements) or to that of extreme complexity.

§          The tendency towards articulation and complexity must, however, be counterbalanced by a self-affirming or redundant context

·          Too much repetition, however, will lessen the Prägnanz

·          Too much information will threaten its unity and comprehensibility.

·          To have well-defined boundaries, the pregnant gestalt needs to occur in a phrase whose ending is clearly marked out in the context.

 

§          The criterion of a good continuation applies to the immediate surroundings of the distinctive core statement of a pregnant gestalt

§          After the important information there should be a phase that allows for absorption of the information without introducing anything significant and new, and the listener should moreover be alerted to the imminent ending of the pregnant statement

·          In this way the listener will be able to ‘detach’ the information from the context, remember it outside the general flow of temporal retentions and protensions, and transfer it to his/her long-term memory.

§          The musical information may now be consciously recalled and its return expected. The articulated part of a pregnant statement should be surrounded by less important surroundings (thus materials with more anonymity).

·          A pregnant theme - present information that is both comprehensible and memorable

o         To enhance the ability of the listener to comprehend the piece as a whole – linked with the law of good continuation

 

·          liquidation creates a context for distinctive elements to stand out

o         via differentiation or redundancy

§          distinctive materials can stand out in relation to less distinctive materials

o         crystallization is the inverse suggesting the movement from looser to firmer gestalts

 

·          The classical theme is the ultimate example of Prägnanz, combining firm gestalts with the loosely organized form-segments, such as the ones used in passagework, transitional passages etc., in the same way that a foreground presupposes a background. The combination of repeated, self-affirming, characteristic motives in a context with looser forms gives us the prototypical shapes of the ways in which a theme is presented in a classical work: The Period (consisting of two major time segments, i.e. an antecedent and a consequent, each of which begins with a distinctive motive followed by less distinctive materials), and the Sentence (an initial repetition of the distinctive motive, followed by transformations of the same motive, breaking it down to less characteristic configurations)

 

o         Crystallization is a less studied phenomenon and inverts the position of firm and loose gestalts that we find in the classical sentence, by placing the loose material in front of the core motive.

o         One is given the impression of witnessing the genesis of a theme, rather than being faced with a finished statement that has to be absorbed

 

 

fig35

Crystallization: L. v. Beethoven, Symphony no. 9, mov. I

 

·         While liquidation and crystallization are linked to distinctiveness, they can be supported by most of the aforementioned transformations

 

 

Other areas of relevance:

·         listener modalities in relation to form-building transformations

·          form-building functions

·          form-building processes

·          the articulation of musical gestalts into successive and simultaneous units

·          Additionally, the numerous ways in which form-building isotopies interact remain to be examined.

o         The form-building isotopies mentioned in this article are basically syntactic; nevertheless, they can occasionally be interpreted as metaphors for non-musical meanings.

o         Semantically oriented logics, e.g. narrative schemes, may interact with or override these three isotopies.

o         Indeed, neither theoretical, nor rational, nor structure-oriented discourses will adequately and a priori cover the immense field of musical form.

o          

 

The dissolution of tonality and the wish to avoid trite clichés has led composers and theorists of the 20th century to become concerned with musical morphology.

·          Modality, polytonality, atonality and spectrality have been explored and explained.

·          Moreover, the desire to include new sonorities and textures in music (e.g. complex spectra, glissandi, sound accumulations) has made it necessary to conceive of completely new relationships between sound qualities and overall shape.

 

(examples of how segments from 'A Marriage of Shadows' might fit some of the preceding ideas)

 

 

Sketches of "A Marriage of Shadows"_part 5: form

During the writing of 'A Marriage of Shadows', I read the following paper:

JMM 4, Winter 2007, section 3
Lasse Thoresen (with the assistance of Andreas Hedman and Olav Anton Thommessen)
FORM-BUILDING TRANSFORMATIONS - An Approach to the Aural Analysis of Emergent Musical Forms

In the following text, a few of the ideas related to form will be outlined, then at the end will provide examples of how elements in 'A Marriage of Shadows' fulfill some of the authors' criteria.

" ... Arnold Schoenberg (1977, p. 20) makes a number of interesting observations concerning the nature of musical forms in general, and their importance for the reception of the music:

  • Form means that the piece is organized, and organization means that the music “consists of elements functioning like those of a living organism.”
  • Like the elements of an organism, the constituent parts of music must be differentiated according to their importance and function, but the differentiation must never endanger the underlying unity of the composition.
  • Form in this sense ensures intelligibility, logic and coherence; it is what makes the music comprehensible.
  • Concern about form is a means of surmounting limited powers of human understanding; as a person is unable to keep in mind very long time stretches, the musical discourse must be subdivided into manageable segments.
    • However, these shorter segments must again be joined by relation to the others in such a way that one segment presupposes the other and vice versa.
    • This is what one could call formal functions, in a sense similar to that we have with harmonic functions.
  • Variety can endanger comprehensibility and logic, and this can be avoided by subjecting the musical elements to appropriate constraints.
    • Delimitation, subdivision and simple repetition are useful in counteracting the tendency toward disproportionate variety.
    • In fact, Schoenberg states that musical comprehension is impossible without repetition. But repetition can easily cause monotony and boredom on the part of the listener.
    • This must be counteracted by variation of the repeated elements.
  • In a true work of music that obeys the classical laws of internal unity, even musical contrasts should be related.
An example from "A Marriage of Shadows" that embodies the idea of variation by repeated elements
100_0049small 100_0050small
p.21-prime                        p.24-variation

 

  • phrases and sections, as well as through simultaneous layers.
    • harmonic fields, thematic recurrence, tensions and relaxations, or contrasting textures
  • Musical forms as emergent forms is fundamentally different from approaching musical forms as normative conventions
    • rationality to the listener’s ear
    • willing to bracket her preconceptions of form during the first hearings of a piece of music
    • only afterwards apply his already acquired assumptions of form with sensitivity and honesty in order to avoid forcing the music into a wrong or inadequate mould
    • conception of musical form that would regard good form more in terms of its emergent wholeness and rationality
      • rather than as compliance to formal conventions and codes

Aural Sonology has developed consistent approaches to three aspects of musical form:

  • form-building functions (dynamic forms)
  • form-building processes (forms based on recurrence and contrast)
  • form-building transformations (forms contrasting ‘loose and firm gestalts’)

3.2.1. Typology of Form-Building Elements

  • perception of musical form arises from the perceived interrelationships between certain constituent elements
  • elements constitutive of form will be called form-building elements (or simple form elements)
    • often found in the melodic/rhythmic lines in the foreground layer(s)
    • background elements can be left out - however, there are cases in which musical textures as such obtain form-building significance
    • form-elements will have to apply both to lines (i.e. melodic/rhythmic elements) and to textures

The typology of form-building elements is based on their complexity (see Figure 1):

fig1_melodic lines 

Figure 1

  • Very simple elements. Examples: repetitive figures with a couple of pitches and even rhythmical values such as very simple accompaniment figures (lines); monophony or basic homophony (texture).
  • Relatively simple elements. Examples: articulated yet simple figures such as scales/passages or refined accompaniment figures (lines); heterophony, or homophony with slight polyphonic elements (texture).
  • Medium complex elements. Examples: a classical, simple theme (lines); a two- or three-part simple polyphony (texture).
  • Relatively complex elements. Examples: complex themes with great diversity of pitch and rhythm (lines); complex polyphony (texture).
  • Very complex elements. Examples: extremely asymmetric lines using a large number of values in an unpredictable manner (lines); accumulations in electroacoustic and avant-garde music (texture).

The scale of complexity may to some extent be considered relative to the composition or to the style of the composition that is being analyzed.

A form-element, e.g. a theme, will often be presented in its integral form, then broken down by being partitioned into smaller units. The symmetrically opposite shapes of the sign for partitioned elements may be used to suggest the opening or closing features of the context or of the (often preceding) integral element from which they have been partitioned.

The simple arrangement of degrees from simple to complex is not sufficient to describe the total range of elements embodied in the aural experience of musical form

  • such as articulation or distinction (i.e. of being characteristic)
    • well-articulated form-element - in possession of details that are distinctly perceivable as such
      • high articulation - additionally feature middle range complexities - most classical themes are well articulated
        • passagework, soloist figurations etc. may have medium complexity without being highly articulated
        • theme-like passages have “structural” complexity, passagework “ornamental” complexity
        • structural complexity is by definition highly articulated, while ornamental complexity is not.

distinctive element - a character that tends to set it apart

  • also means that certain form-elements are unique to the particular piece in question, setting it apart from other pieces within the same style
    • for example - a piece of bebop jazz that presents the theme to begin with; this will be a distinctive element
      • The improvisations that follow will be characterized by passages and figurations, often rather complex, but they will mostly be more typical of the genre of bebop jazz, or of the player, than of the piece as such

3.2.2. Context Organization of Form-Elements

  • Form-building segments will be defined through the combination of form-elements (as presented in the typology above) into an organized context.
  • A form-segment is a coherent succession of form-elements, where the evaluation of similarity and contrast between adjoining elements will serve as the main criterion for determining what belongs to the form-segment and what does not
    • when there is similarity between juxtaposed form-elements, a coherent form-segment is easily created.
    • Contrasts tend to fragment coherent segments or set them off from each other
      • however, fragmented form elements, too, can be held together in unifying gestalt (a phrase) due to other musical dimensions, such as harmony, or constant background layers.
    • Although the form-segments generally tend to be a succession, there are also situations in which elements are superposed in simultaneity.

Formal types identified:

A. form-elements w/ grouping indicating similarity                                                      B. greater degree of contrast

fig3                        fig4

 

C. fragment - if further abbreviated or set off by pauses                                             D. shorter segments combine to form larger segments

(indicated by dot over the partitioned element)
fig6                                         fig7

Figure 6 Janacek, String Quartet, Kreutzer Sonata, mmt3          Figure 7 Beethoven op. 2:1, mmt I


 

E. superposition, different simulataneous layers                                                             F. upper limit of complexity - perceptual fusion

fig8             fig9

Figure 8 J. S. Bach, Ihr aber seid nicht fleischlich